Von Borstel & Associates, Inc.
● SEC registered since 2020CRD 309746SEC# 801-119041The Dalles, OR
Reg. AUM
$680.2M
Employees
11
Accounts
2,070
Location
The Dalles, OR
Von Borstel & Associates, Inc. assets under management
Von Borstel & Associates, Inc. operates as an SEC-registered investment adviser based in The Dalles, OR. The firm has been registered since 2020. It reports $680.2 million in regulatory assets under management and employs 11 people.
Von Borstel & Associates, Inc. owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Sandra Aguirre Piza | Chief Compliance Officer | Under 5% | 2020 |
| Wayne Von Borstel Control | Owner | Over 75% | 1992 |
Frequently asked questions
How much does Von Borstel & Associates, Inc. manage?
Von Borstel & Associates, Inc. reports $680.2 million in regulatory assets under management on its Form ADV.
How many employees does Von Borstel & Associates, Inc. have?
Von Borstel & Associates, Inc. reports 11 employees.
Where is Von Borstel & Associates, Inc. located?
Von Borstel & Associates, Inc. is based in The Dalles, OR and has been SEC-registered since 2020.
Does Von Borstel & Associates, Inc. disclose fund performance?
Von Borstel & Associates, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 308 E 3rd Street, The Dalles, OR 97058 |
| Phone | 541-296-6669 |
| Office hours | 7:30 a.m. To 5:30 p.m. |
| SEC region | San Francisco Regional Office (SFRO) |
| Discloses disciplinary history | Yes |
Regulatory AUM
$680.2M▲ 18%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 41%
Larger than 59% of 16,271 advisers
EmployeesTop 38%
More than 62% of 16,825 advisers
Assets under management
$680.2Mregulatory AUM
Discretionary $680.2M