W&s Brokerage Services, Inc.
● SEC registered since 2018CRD 8099SEC# 801-113946Cincinnati, OH
Reg. AUM
$257.2M
Employees
114
Accounts
963
Location
Cincinnati, OH
W&s Brokerage Services, Inc. assets under management
W&s Brokerage Services, Inc. is a registered investment adviser overseen by the SEC based in Cincinnati, OH. The firm has been registered since 2018. It reports $257.2 million in regulatory assets under management and employs 114 people.
W&s Brokerage Services, Inc. owners & executives
18 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Donald Joseph Wuebbling Control | Director | Under 5% | 2015 |
| Douglas Edward Mourne | Avp, Brokerage Operations | Under 5% | 2023 |
| Gregory Michael Luebbe Control | Assistant Vice President | Under 5% | 2003 |
See all 18 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does W&s Brokerage Services, Inc. manage?
W&s Brokerage Services, Inc. reports $257.2 million in regulatory assets under management on its Form ADV.
How many employees does W&s Brokerage Services, Inc. have?
W&s Brokerage Services, Inc. reports 114 employees.
Where is W&s Brokerage Services, Inc. located?
W&s Brokerage Services, Inc. is based in Cincinnati, OH and has been SEC-registered since 2018.
Does W&s Brokerage Services, Inc. disclose fund performance?
W&s Brokerage Services, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 400 Broadway, Cincinnati, OH 45202 |
| Phone | 800-257-2135 |
| Office hours | 8:00a.m. - 5:00p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| CIK | 58833 |
| Discloses disciplinary history | No |
Regulatory AUM
$257.2M▲ 109%
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 67%
Larger than 33% of 16,271 advisers
EmployeesTop 6%
More than 94% of 16,825 advisers
Assets under management
$257.2Mregulatory AUM
Discretionary $257.2M