W & S Management Services, Inc.
● SEC registered since 2008CRD 127852SEC# 801-69165Rochester, NY
Reg. AUM
$166M
Employees
4
Accounts
487
Location
Rochester, NY
W & S Management Services, Inc. assets under management
W & S Management Services, Inc. is an SEC-registered investment adviser based in Rochester, NY. The firm has been registered since 2008. It reports $166 million in regulatory assets under management and employs 4 people.
W & S Management Services, Inc. owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Brian Douglas Ward Control | President | 25-50% | 2000 |
| Nathan Robert Ward Control | Vice President/Chief Compliance Officer | 50-75% | 2015 |
Frequently asked questions
How much does W & S Management Services, Inc. manage?
W & S Management Services, Inc. reports $166 million in regulatory assets under management on its Form ADV.
How many employees does W & S Management Services, Inc. have?
W & S Management Services, Inc. reports 4 employees.
Where is W & S Management Services, Inc. located?
W & S Management Services, Inc. is based in Rochester, NY and has been SEC-registered since 2008.
Does W & S Management Services, Inc. disclose fund performance?
W & S Management Services, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 470 Long Pond Road Suite 200, Rochester, NY 14612 |
| Phone | 585-720-9971 |
| Fax | 585-348-2973 |
| Office hours | 8-5 |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$166M▲ 24%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 80%
Larger than 20% of 16,271 advisers
EmployeesTop 69%
More than 31% of 16,825 advisers
Assets under management
$166Mregulatory AUM
Discretionary $166M