Waddell & Associates, LLC
● SEC registered since 2016CRD 283723SEC# 801-107784Memphis, TN
Reg. AUM
$2.38B
Employees
21
Accounts
2,969
Location
Memphis, TN
Waddell & Associates, LLC assets under management
Waddell & Associates, LLC is a registered investment adviser overseen by the SEC based in Memphis, TN. The firm has been registered since 2016. It reports $2.4 billion in regulatory assets under management and employs 21 people.
Waddell & Associates, LLC owners & executives
15 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| David Sewall Waddell Control | President, Chief Executive Officer And Director | Under 5% | 2016 |
| Focus Operating, LLC Control | Member | Over 75% | 2016 |
| Patricia L Reeves Control | Chief Compliance Officer | Under 5% | 2025 |
See all 15 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Waddell & Associates, LLC manage?
Waddell & Associates, LLC reports $2.4 billion in regulatory assets under management on its Form ADV.
How many employees does Waddell & Associates, LLC have?
Waddell & Associates, LLC reports 21 employees.
Where is Waddell & Associates, LLC located?
Waddell & Associates, LLC is based in Memphis, TN and has been SEC-registered since 2016.
Does Waddell & Associates, LLC disclose fund performance?
Waddell & Associates, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 5188 Wheelis Drive, Memphis, TN 38117 |
| Phone | 901-767-9187 |
| Fax | 901-767-0056 |
| Office hours | 9:00 a.m. - 5:00 p.m. |
| SEC region | Atlanta Regional Office (ARO) |
| Discloses disciplinary history | No |
Regulatory AUM
$2.38B▲ 40%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 20%
Larger than 80% of 16,271 advisers
EmployeesTop 23%
More than 77% of 16,825 advisers
Assets under management
$2.38Bregulatory AUM
Discretionary $2.34BNon-discretionary $35.3M