Wallace Advisory Group, LLC
● SEC registered since 2015CRD 281049SEC# 801-106666Lafayette, CA
Reg. AUM
$269.5M
Employees
4
Accounts
390
Location
Lafayette, CA
Wallace Advisory Group, LLC assets under management
Wallace Advisory Group, LLC is an investment advisory firm registered with the SEC based in Lafayette, CA. The firm has been registered since 2015. It reports $269.5 million in regulatory assets under management and employs 4 people.
Wallace Advisory Group, LLC owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Joseph William Wallace Control | Chief Compliance Officer | Over 75% | 2015 |
Frequently asked questions
How much does Wallace Advisory Group, LLC manage?
Wallace Advisory Group, LLC reports $269.5 million in regulatory assets under management on its Form ADV.
How many employees does Wallace Advisory Group, LLC have?
Wallace Advisory Group, LLC reports 4 employees.
Where is Wallace Advisory Group, LLC located?
Wallace Advisory Group, LLC is based in Lafayette, CA and has been SEC-registered since 2015.
Does Wallace Advisory Group, LLC disclose fund performance?
Wallace Advisory Group, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 3658 Mount Diablo Boulevard, Suite 225, Lafayette, CA 94549 |
| Phone | 925-284-6880 |
| Office hours | By Appointment |
| SEC region | San Francisco Regional Office (SFRO) |
| CIK | 1932645 |
| Discloses disciplinary history | No |
Regulatory AUM
$269.5M▲ 8%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 66%
Larger than 34% of 16,271 advisers
EmployeesTop 69%
More than 31% of 16,825 advisers
Assets under management
$269.5Mregulatory AUM
Discretionary $269.5M