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Walled Lake Planning & Wealth Management, LLC

● SEC registered since 2018CRD 299595SEC# 801-114386Highland Park, IL
Export (members)
Reg. AUM
$732.2M
Employees
8
Accounts
2,161
Location
Highland Park, IL

Walled Lake Planning & Wealth Management, LLC assets under management

Walled Lake Planning & Wealth Management, LLC is a registered investment adviser overseen by the SEC based in Highland Park, IL. The firm has been registered since 2018. It reports $732.2 million in regulatory assets under management and employs 8 people.

Walled Lake Planning & Wealth Management, LLC owners & executives

4 reported
NameTitleOwnershipSince
Gery Joseph SadzewiczChief Compliance OfficerUnder 5%2023
Howard Robert Klieger ControlManaging Director / Co-Founder50-75%2018
Noel Adam Cooper ControlManaging Director / Co-Founder25-50%2019
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Frequently asked questions

How much does Walled Lake Planning & Wealth Management, LLC manage?

Walled Lake Planning & Wealth Management, LLC reports $732.2 million in regulatory assets under management on its Form ADV.

How many employees does Walled Lake Planning & Wealth Management, LLC have?

Walled Lake Planning & Wealth Management, LLC reports 8 employees.

Where is Walled Lake Planning & Wealth Management, LLC located?

Walled Lake Planning & Wealth Management, LLC is based in Highland Park, IL and has been SEC-registered since 2018.

Does Walled Lake Planning & Wealth Management, LLC disclose fund performance?

Walled Lake Planning & Wealth Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address600 Elm Place, Highland Park, IL 60035
Phone(847) 616-2590
Office hours8a.m. To 5p.m.
SEC regionChicago Regional Office (CHRO)
Discloses disciplinary historyNo

Regulatory AUM

$732.2M▲ 9%
Mar '25 — $669.3MApr '25 — $669.3MMay '25 — $669.3MJun '25 — $669.3MJul '25 — $669.3MAug '25 — $669.3MSep '25 — $669.3MOct '25 — $669.3MNov '25 — $669.3MDec '25 — $669.3MJan '26 — $669.3MFeb '26 — $669.3MMar '26 — $732.2MApr '26 — $732.2MMay '26 — $732.2MJun '26 — $732.2M
Mar '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 39%
Larger than 61% of 16,271 advisers
EmployeesTop 47%
More than 53% of 16,825 advisers

Assets under management

$732.2Mregulatory AUM
Discretionary $732.2M