Walter & Keenan Wealth Management, LLC
● SEC registered since 1984CRD 104838SEC# 801-22367South Bend, IN
Reg. AUM
$983.3M
Employees
7
Accounts
479
Location
South Bend, IN
Walter & Keenan Wealth Management, LLC assets under management
Walter & Keenan Wealth Management, LLC operates as an SEC-registered investment adviser based in South Bend, IN. The firm has been registered since 1984. It reports $983.3 million in regulatory assets under management and employs 7 people.
Walter & Keenan Wealth Management, LLC owners & executives
5 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Daniel William Wolfson | Owner | 25-50% | 2023 |
| James Arthur Sawdon | Owner | 25-50% | 2021 |
| James F Keenan Control | President And Chief Compliance Officer | Under 5% | 2000 |
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Join to unlock · $37/moFrequently asked questions
How much does Walter & Keenan Wealth Management, LLC manage?
Walter & Keenan Wealth Management, LLC reports $983.3 million in regulatory assets under management on its Form ADV.
How many employees does Walter & Keenan Wealth Management, LLC have?
Walter & Keenan Wealth Management, LLC reports 7 employees.
Where is Walter & Keenan Wealth Management, LLC located?
Walter & Keenan Wealth Management, LLC is based in South Bend, IN and has been SEC-registered since 1984.
Does Walter & Keenan Wealth Management, LLC disclose fund performance?
Walter & Keenan Wealth Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 202 S. Michigan St., Suite 910, South Bend, IN 46601 |
| Phone | 574-287-5977 |
| Office hours | 9 - 5 |
| SEC region | Chicago Regional Office (CHRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$983.3M▲ 16%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 33%
Larger than 67% of 16,271 advisers
EmployeesTop 51%
More than 49% of 16,825 advisers
Assets under management
$983.3Mregulatory AUM
Discretionary $835.8MNon-discretionary $147.5M