Warberg Asset Management LLC
● SEC registered since 2012CRD 164003SEC# 801-76808Winnetka, IL
Ranks #3,272 of 6,004 private fund managers by regulatory AUM.
Reg. AUM
$805.9M
Fund GAV
$725.3M
Private funds
5
Employees
10
Accounts
22
Location
Winnetka, IL
Warberg Asset Management LLC assets under management
Warberg Asset Management LLC is a registered investment adviser overseen by the SEC based in Winnetka, IL. The firm has been registered since 2012. It reports $805.9 million in regulatory assets under management and employs 10 people. Warberg Asset Management LLC manages 5 private funds with combined gross assets of $725.3 million, including Warberg Ca Fund LP. By regulatory assets, it ranks 3,272 of 6,004 private fund managers.
Warberg Asset Management LLC private funds
5 funds · $725.3M GAV| Fund | Type | Gross assets | Min. |
|---|---|---|---|
| Warberg Ca Fund LP | Hedge | $591.5M | $250K |
| Warberg Wf XIII LP | Hedge | $44.6M | $250K |
| Warberg Wf XII LP | Hedge | $38.6M | $250K |
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Join to unlock · $37/moWarberg Asset Management LLC owners & executives
4 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Brian Reeves Grad | Owner | 5-10% | 2022 |
| Daniel Irwin Warsh Control | Managing Member | 50-75% | 2009 |
| Jonathan Alan Blumberg Control | Managing Member | 25-50% | 2009 |
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Join to unlock · $37/moFrequently asked questions
How much does Warberg Asset Management LLC manage?
Warberg Asset Management LLC reports $805.9 million in regulatory assets under management on its Form ADV.
How many private funds does Warberg Asset Management LLC manage?
Warberg Asset Management LLC manages 5 private funds with combined gross assets of $725.3 million.
How many employees does Warberg Asset Management LLC have?
Warberg Asset Management LLC reports 10 employees.
Where is Warberg Asset Management LLC located?
Warberg Asset Management LLC is based in Winnetka, IL and has been SEC-registered since 2012.
Does Warberg Asset Management LLC disclose fund performance?
Warberg Asset Management LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 716 Oak Street, Winnetka, IL 60093 |
| Phone | 847-418-8305 |
| Fax | 847-559-5807 |
| Office hours | 7:30-5:00 |
| SEC region | Chicago Regional Office (CHRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$805.9M▼ 7%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 37%
Larger than 63% of 16,271 advisers
AUM vs fund managersTop 54%
Larger than 46% of 6,004 private-fund managers
Number of fundsTop 40%
More funds than 60% of fund managers
EmployeesTop 40%
More than 60% of 16,825 advisers
Assets under management
$805.9Mregulatory AUM
Discretionary $799.9MNon-discretionary $6M
Service providers
Auditor
Prime broker
Custodian
Administrator