Ward & Associates
● SEC registered since 1998CRD 107878SEC# 801-55927San Diego, CA
Reg. AUM
$187.2M
Employees
2
Accounts
55
Location
San Diego, CA
Ward & Associates assets under management
Ward & Associates operates as an SEC-registered investment adviser based in San Diego, CA. The firm has been registered since 1998. It reports $187.2 million in regulatory assets under management and employs 2 people.
Ward & Associates owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Jr. William Thompson Ward Control | General Partner | 50-75% | 1997 |
| Kevin Andrew Ward Control | General Partner, Chief Compliance Officer | 50-75% | 2000 |
Frequently asked questions
How much does Ward & Associates manage?
Ward & Associates reports $187.2 million in regulatory assets under management on its Form ADV.
How many employees does Ward & Associates have?
Ward & Associates reports 2 employees.
Where is Ward & Associates located?
Ward & Associates is based in San Diego, CA and has been SEC-registered since 1998.
Does Ward & Associates disclose fund performance?
Ward & Associates is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 3525 del Mar Heights Road, # 333, San Diego, CA 92130 |
| Phone | 858-759-5330 |
| Fax | 858-759-5334 |
| Office hours | 8:00 a.m. - 5:00 p.m. |
| SEC region | Los Angeles Regional Office (LARO) |
| Discloses disciplinary history | No |
Regulatory AUM
$187.2M▼ 2%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 77%
Larger than 23% of 16,271 advisers
EmployeesTop 86%
More than 14% of 16,825 advisers
Assets under management
$187.2Mregulatory AUM
Discretionary $175.8MNon-discretionary $11.4M