Warm Springs Advisors Inc.
● SEC registered since 2025CRD 306501SEC# 801-134774Larkspur, CA
Reg. AUM
$131.3M
Employees
3
Accounts
47
Location
Larkspur, CA
Warm Springs Advisors Inc. assets under management
Warm Springs Advisors Inc. is an investment advisory firm registered with the SEC based in Larkspur, CA. The firm has been registered since 2025. It reports $131.3 million in regulatory assets under management and employs 3 people.
Warm Springs Advisors Inc. owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Philip Roesing Rice Control | President And Chief Compliance Officer | Over 75% | 2019 |
Frequently asked questions
How much does Warm Springs Advisors Inc. manage?
Warm Springs Advisors Inc. reports $131.3 million in regulatory assets under management on its Form ADV.
How many employees does Warm Springs Advisors Inc. have?
Warm Springs Advisors Inc. reports 3 employees.
Where is Warm Springs Advisors Inc. located?
Warm Springs Advisors Inc. is based in Larkspur, CA and has been SEC-registered since 2025.
Does Warm Springs Advisors Inc. disclose fund performance?
Warm Springs Advisors Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 80 E. Sir Francis Drake Blvd. Suite 4d, Larkspur, CA 94939 |
| Phone | 415-497-8564 |
| Office hours | 7:00 To 5:00 |
| SEC region | San Francisco Regional Office (SFRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$131.3M▼ 5%
Oct '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 87%
Larger than 13% of 16,271 advisers
EmployeesTop 77%
More than 23% of 16,825 advisers
Assets under management
$131.3Mregulatory AUM
Discretionary $131.3M