Warner Group LLC
● SEC registered since 2025CRD 334877SEC# 801-132255Madison, CT
Reg. AUM
$458.5M
Employees
20
Accounts
1,332
Location
Madison, CT
Warner Group LLC assets under management
Warner Group LLC is an investment advisory firm registered with the SEC based in Madison, CT. The firm has been registered since 2025. It reports $458.5 million in regulatory assets under management and employs 20 people.
Warner Group LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Ashleigh Cooper Swayze | Chief Compliance Officer | Under 5% | 2025 |
| James Alan Warner Control | Owner | Over 75% | 2025 |
Frequently asked questions
How much does Warner Group LLC manage?
Warner Group LLC reports $458.5 million in regulatory assets under management on its Form ADV.
How many employees does Warner Group LLC have?
Warner Group LLC reports 20 employees.
Where is Warner Group LLC located?
Warner Group LLC is based in Madison, CT and has been SEC-registered since 2025.
Does Warner Group LLC disclose fund performance?
Warner Group LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 869 Boston Post Road, Madison, CT 06443 |
| Phone | 203-929-2727 |
| Office hours | 8-5 |
| SEC region | Boston Regional Office (BRO) |
| Discloses disciplinary history | Yes |
Regulatory AUM
$458.5M▲ 26%
Aug '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 50%
Larger than 50% of 16,271 advisers
EmployeesTop 24%
More than 76% of 16,825 advisers
Assets under management
$458.5Mregulatory AUM
Discretionary $458.5M