Warren Capital Management, Inc.
● SEC registered since 2021CRD 137449SEC# 801-121205Charleston, SC
Reg. AUM
$131M
Employees
3
Accounts
428
Location
Charleston, SC
Warren Capital Management, Inc. assets under management
Warren Capital Management, Inc. is an investment advisory firm registered with the SEC based in Charleston, SC. The firm has been registered since 2021. It reports $131 million in regulatory assets under management and employs 3 people.
Warren Capital Management, Inc. owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Joseph Richard Warren Control | President; Ceo | Over 75% | 2005 |
| Parker Stelling Allen Control | Cco | Under 5% | 2022 |
Frequently asked questions
How much does Warren Capital Management, Inc. manage?
Warren Capital Management, Inc. reports $131 million in regulatory assets under management on its Form ADV.
How many employees does Warren Capital Management, Inc. have?
Warren Capital Management, Inc. reports 3 employees.
Where is Warren Capital Management, Inc. located?
Warren Capital Management, Inc. is based in Charleston, SC and has been SEC-registered since 2021.
Does Warren Capital Management, Inc. disclose fund performance?
Warren Capital Management, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 32 Cooper Street, Charleston, SC 29403 |
| Phone | 8542468881 |
| Office hours | 9a.m. - 5p.m. |
| SEC region | Atlanta Regional Office (ARO) |
| Discloses disciplinary history | No |
Regulatory AUM
$131M▲ 5%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 87%
Larger than 13% of 16,271 advisers
EmployeesTop 77%
More than 23% of 16,825 advisers
Assets under management
$131Mregulatory AUM
Discretionary $125.3MNon-discretionary $5.7M