Waterfall Asset Management, LLC
● SEC registered since 2006CRD 137746SEC# 801-65087New York, NY
Ranks #526 of 6,004 private fund managers by regulatory AUM.
Reg. AUM
$22.04B
Fund GAV
$11.37B
Private funds
30
Employees
133
Accounts
68
Location
New York, NY
Waterfall Asset Management, LLC assets under management
Waterfall Asset Management, LLC operates as an SEC-registered investment adviser based in New York, NY. The firm has been registered since 2006. It reports $22 billion in regulatory assets under management and employs 133 people. Waterfall Asset Management, LLC manages 30 private funds with combined gross assets of $11.4 billion, including Waterfall Eden Master Fund, Ltd. By regulatory assets, it ranks 526 of 6,004 private fund managers.
Waterfall Asset Management, LLC private funds
30 funds · $11.37B GAV| Fund | Type | Gross assets | Min. |
|---|---|---|---|
| Waterfall Eden Master Fund, Ltd. | Hedge | $2.58B | $1M |
| Lake Cascade Fund, LP | Hedge | $1.89B | — |
| Waterfall Victoria Master Fund, Ltd. | Hedge | $1.53B | $1M |
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Join to unlock · $37/moWaterfall Asset Management, LLC owners & executives
8 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Brian Breakstone Control | Chief Financial Officer | Under 5% | 2024 |
| Jack Jay Ross Control | Manager | Under 5% | 2005 |
| Kenneth Adam Nick | General Counsel, Chief Compliance Officer, Chief Operating Officer | Under 5% | 2011 |
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Join to unlock · $37/moFrequently asked questions
How much does Waterfall Asset Management, LLC manage?
Waterfall Asset Management, LLC reports $22 billion in regulatory assets under management on its Form ADV.
How many private funds does Waterfall Asset Management, LLC manage?
Waterfall Asset Management, LLC manages 30 private funds with combined gross assets of $11.4 billion.
How many employees does Waterfall Asset Management, LLC have?
Waterfall Asset Management, LLC reports 133 employees.
Where is Waterfall Asset Management, LLC located?
Waterfall Asset Management, LLC is based in New York, NY and has been SEC-registered since 2006.
Does Waterfall Asset Management, LLC disclose fund performance?
Waterfall Asset Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 1251 Avenue of the Americas, 50th Floor, New York, NY 10020 |
| Phone | 212-257-4600 |
| Fax | 212-257-4699 |
| Office hours | 9:00 A.M - 5:00 p.m. |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$22.04B▼ 13%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 5%
Larger than 95% of 16,271 advisers
AUM vs fund managersTop 9%
Larger than 91% of 6,004 private-fund managers
Number of fundsTop 7%
More funds than 93% of fund managers
EmployeesTop 6%
More than 94% of 16,825 advisers
Assets under management
$22.04Bregulatory AUM
Discretionary $22.04B
Fund type mix
Hedge25
Private Equity4
Real Estate1
Service providers
Auditor
Prime broker
Custodian
Administrator