Waterford Capital Investment Advisory Services LLC
● SEC registered since 2017CRD 144172SEC# 801-108907Addison, TX
Reg. AUM
$228.5M
Employees
3
Accounts
331
Location
Addison, TX
Waterford Capital Investment Advisory Services LLC assets under management
Waterford Capital Investment Advisory Services LLC is an SEC-registered investment adviser based in Addison, TX. The firm has been registered since 2017. It reports $228.5 million in regulatory assets under management and employs 3 people.
Waterford Capital Investment Advisory Services LLC owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| David Patrick Oconnor Control | Managing Member, President And Chief Compliance Officer | Over 75% | 2007 |
Frequently asked questions
How much does Waterford Capital Investment Advisory Services LLC manage?
Waterford Capital Investment Advisory Services LLC reports $228.5 million in regulatory assets under management on its Form ADV.
How many employees does Waterford Capital Investment Advisory Services LLC have?
Waterford Capital Investment Advisory Services LLC reports 3 employees.
Where is Waterford Capital Investment Advisory Services LLC located?
Waterford Capital Investment Advisory Services LLC is based in Addison, TX and has been SEC-registered since 2017.
Does Waterford Capital Investment Advisory Services LLC disclose fund performance?
Waterford Capital Investment Advisory Services LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 14275 Midway Road, Suite 138, Addison, TX 75001 |
| Phone | 214-363-6920 |
| Fax | 214-363-6930 |
| Office hours | 7-4 |
| SEC region | Fort Worth Regional Office (FWRO) |
| Discloses disciplinary history | Yes |
Regulatory AUM
$228.5M▲ 33%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 71%
Larger than 29% of 16,271 advisers
EmployeesTop 77%
More than 23% of 16,825 advisers
Assets under management
$228.5Mregulatory AUM
Discretionary $0Non-discretionary $228.5M