Waterfront Wealth Inc.
● SEC registered since 2017CRD 173220SEC# 801-110161Overland Park, KS
Reg. AUM
$1.14B
Employees
14
Accounts
3,224
Location
Overland Park, KS
Waterfront Wealth Inc. assets under management
Waterfront Wealth Inc. is an SEC-registered investment adviser based in Overland Park, KS. The firm has been registered since 2017. It reports $1.1 billion in regulatory assets under management and employs 14 people.
Waterfront Wealth Inc. owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Roger Carter Ratzlaff Control | Ceo/Cco | Over 75% | 2012 |
Frequently asked questions
How much does Waterfront Wealth Inc. manage?
Waterfront Wealth Inc. reports $1.1 billion in regulatory assets under management on its Form ADV.
How many employees does Waterfront Wealth Inc. have?
Waterfront Wealth Inc. reports 14 employees.
Where is Waterfront Wealth Inc. located?
Waterfront Wealth Inc. is based in Overland Park, KS and has been SEC-registered since 2017.
Does Waterfront Wealth Inc. disclose fund performance?
Waterfront Wealth Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 6711 W 121st Street, Suite 200, Overland Park, KS 66209 |
| Phone | 913-951-5800 |
| Fax | 913-951-5809 |
| Office hours | 8a.m.-4:30p.m. Cst |
| SEC region | Denver Regional Office (DRO) |
| Discloses disciplinary history | Yes |
Regulatory AUM
$1.14B▲ 28%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 31%
Larger than 69% of 16,271 advisers
EmployeesTop 32%
More than 68% of 16,825 advisers
Assets under management
$1.14Bregulatory AUM
Discretionary $1.14B