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Waterloo Capital, L.P.

● SEC registered since 2005CRD 133705SEC# 801-63975Austin, TX
Export (members)
Reg. AUM
$2.26B
Employees
64
Accounts
7,306
Location
Austin, TX

Waterloo Capital, L.P. assets under management

Waterloo Capital, L.P. is an investment advisory firm registered with the SEC based in Austin, TX. The firm has been registered since 2005. It reports $2.3 billion in regulatory assets under management and employs 64 people.

Waterloo Capital, L.P. owners & executives

7 reported
NameTitleOwnershipSince
Adam Joseph Rose ControlCooUnder 5%2024
Daniel Charles DegraveVp Of Operations And ComplianceUnder 5%2025
Donald Ralph Simoneaux ControlPresidentUnder 5%2023
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Frequently asked questions

How much does Waterloo Capital, L.P. manage?

Waterloo Capital, L.P. reports $2.3 billion in regulatory assets under management on its Form ADV.

How many employees does Waterloo Capital, L.P. have?

Waterloo Capital, L.P. reports 64 employees.

Where is Waterloo Capital, L.P. located?

Waterloo Capital, L.P. is based in Austin, TX and has been SEC-registered since 2005.

Does Waterloo Capital, L.P. disclose fund performance?

Waterloo Capital, L.P. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address2801 Via Fortuna, Suite 250, Austin, TX 78746
Phone512-777-5900
Office hours8:30 a.m. - 5:00 p.m.
SEC regionFort Worth Regional Office (FWRO)
Discloses disciplinary historyNo

Regulatory AUM

$2.26B▲ 74%
Jan '25 — $1.3BFeb '25 — $1.3BMar '25 — $1.69BApr '25 — $1.69BMay '25 — $1.69BJun '25 — $1.69BJul '25 — $1.69BAug '25 — $1.69BSep '25 — $1.69BOct '25 — $1.69BNov '25 — $1.69BDec '25 — $1.69BJan '26 — $1.69BFeb '26 — $1.69BMar '26 — $2.26BApr '26 — $2.26BMay '26 — $2.26BJun '26 — $2.26B
Jan '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 21%
Larger than 79% of 16,271 advisers
EmployeesTop 10%
More than 90% of 16,825 advisers

Assets under management

$2.26Bregulatory AUM
Discretionary $2.1BNon-discretionary $157.7M