Waterstone Financial Advisory LLC
● SEC registered since 2023CRD 325012SEC# 801-127693Fort Myers, FL
Reg. AUM
$262.5M
Employees
5
Accounts
954
Location
Fort Myers, FL
Waterstone Financial Advisory LLC assets under management
Waterstone Financial Advisory LLC is an SEC-registered investment adviser based in Fort Myers, FL. The firm has been registered since 2023. It reports $262.5 million in regulatory assets under management and employs 5 people.
Waterstone Financial Advisory LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| James Stuart Gallagher Control | President | Over 75% | 2023 |
| Phillip Taylor McGrath | Chief Compliance Officer & Director Of Operations | Under 5% | 2025 |
Frequently asked questions
How much does Waterstone Financial Advisory LLC manage?
Waterstone Financial Advisory LLC reports $262.5 million in regulatory assets under management on its Form ADV.
How many employees does Waterstone Financial Advisory LLC have?
Waterstone Financial Advisory LLC reports 5 employees.
Where is Waterstone Financial Advisory LLC located?
Waterstone Financial Advisory LLC is based in Fort Myers, FL and has been SEC-registered since 2023.
Does Waterstone Financial Advisory LLC disclose fund performance?
Waterstone Financial Advisory LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 12597 New Brittany Blvd, Fort Myers, FL 33907 |
| Phone | 239-288-0977 |
| Fax | N/A |
| Office hours | 9:00 a.m. To 5:00 p.m. Pst |
| SEC region | Miami Regional Office (MIRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$262.5M▲ 16%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 66%
Larger than 34% of 16,271 advisers
EmployeesTop 62%
More than 38% of 16,825 advisers
Assets under management
$262.5Mregulatory AUM
Discretionary $260.1MNon-discretionary $2.4M