Waterton Investment Adviser, L.L.C.
● SEC registered since 2017CRD 285602SEC# 801-109009Chicago, IL
Ranks #1,459 of 6,004 private fund managers by regulatory AUM.
Reg. AUM
$4.33B
Fund GAV
$4.22B
Private funds
12
Employees
226
Accounts
17
Location
Chicago, IL
Waterton Investment Adviser, L.L.C. assets under management
Waterton Investment Adviser, L.L.C. operates as an SEC-registered investment adviser based in Chicago, IL. The firm has been registered since 2017. It reports $4.3 billion in regulatory assets under management and employs 226 people. Waterton Investment Adviser, L.L.C. manages 12 private funds with combined gross assets of $4.2 billion, including Waterton Residential Property Venture XV, L.P. By regulatory assets, it ranks 1,459 of 6,004 private fund managers.
Waterton Investment Adviser, L.L.C. private funds
12 funds · $4.22B GAV| Fund | Type | Gross assets | Min. |
|---|---|---|---|
| Waterton Residential Property Venture XV, L.P. | Real Estate | $1.36B | $500K |
| Waterton Residential Property Venture XIV, L.P. | Real Estate | $1.01B | $500K |
| Waterton Residential Property Venture XIII, L.P. | Real Estate | $599.2M | $597K |
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Join to unlock · $37/moWaterton Investment Adviser, L.L.C. owners & executives
17 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| David Reuben Schwartz Control | Chief Executive Officer And Chairman | Under 5% | 2013 |
| Erick Steven Harris Control | Managing Partner, General Counsel | Under 5% | 2025 |
| John William Gray Control | Managing Partner, Chief Investment Officer | Under 5% | 2025 |
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Join to unlock · $37/moFrequently asked questions
How much does Waterton Investment Adviser, L.L.C. manage?
Waterton Investment Adviser, L.L.C. reports $4.3 billion in regulatory assets under management on its Form ADV.
How many private funds does Waterton Investment Adviser, L.L.C. manage?
Waterton Investment Adviser, L.L.C. manages 12 private funds with combined gross assets of $4.2 billion.
How many employees does Waterton Investment Adviser, L.L.C. have?
Waterton Investment Adviser, L.L.C. reports 226 employees.
Where is Waterton Investment Adviser, L.L.C. located?
Waterton Investment Adviser, L.L.C. is based in Chicago, IL and has been SEC-registered since 2017.
Does Waterton Investment Adviser, L.L.C. disclose fund performance?
Waterton Investment Adviser, L.L.C. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 222 S. Riverside Plaza, Suite 2000, Chicago, IL 60606 |
| Phone | 312-948-4500 |
| Fax | 312-948-4501 |
| Office hours | 8:30 a.m. To 5:00 p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| Umbrella registration | Yes |
| Discloses disciplinary history | No |
Regulatory AUM
$4.33B▼ 4%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 14%
Larger than 86% of 16,271 advisers
AUM vs fund managersTop 24%
Larger than 76% of 6,004 private-fund managers
Number of fundsTop 21%
More funds than 79% of fund managers
EmployeesTop 3%
More than 97% of 16,825 advisers
Assets under management
$4.33Bregulatory AUM
Discretionary $4.33B
Service providers
Auditor
Custodian