Waterway Wealth Management, L.L.C.
● SEC registered since 2013CRD 164975SEC# 801-77571The Woodlands, TX
Reg. AUM
$675.8M
Employees
11
Accounts
1,073
Location
The Woodlands, TX
Waterway Wealth Management, L.L.C. assets under management
Waterway Wealth Management, L.L.C. is a registered investment adviser overseen by the SEC based in The Woodlands, TX. The firm has been registered since 2013. It reports $675.8 million in regulatory assets under management and employs 11 people.
Waterway Wealth Management, L.L.C. owners & executives
4 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Daniel Paul Michalk Control | Managing Member And Chief Compliance Officer | Over 75% | 2012 |
| Daniel Robert Trgovich Control | Portfolio Manager | Under 5% | 2025 |
| John Michael Roach Control | Chief Operating Officer | Under 5% | 2023 |
See all 4 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Waterway Wealth Management, L.L.C. manage?
Waterway Wealth Management, L.L.C. reports $675.8 million in regulatory assets under management on its Form ADV.
How many employees does Waterway Wealth Management, L.L.C. have?
Waterway Wealth Management, L.L.C. reports 11 employees.
Where is Waterway Wealth Management, L.L.C. located?
Waterway Wealth Management, L.L.C. is based in The Woodlands, TX and has been SEC-registered since 2013.
Does Waterway Wealth Management, L.L.C. disclose fund performance?
Waterway Wealth Management, L.L.C. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 21 Waterway, Suite 500, The Woodlands, TX 77380 |
| Phone | 281-363-0000 |
| Office hours | 9:00 a.m.-5 p.m. |
| SEC region | Fort Worth Regional Office (FWRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$675.8M▲ 22%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 41%
Larger than 59% of 16,271 advisers
EmployeesTop 38%
More than 62% of 16,825 advisers
Assets under management
$675.8Mregulatory AUM
Discretionary $651.6MNon-discretionary $24.1M