Wealth Compass Financial, Inc.
● SEC registered since 2026CRD 290139SEC# 801-134778Carlsbad, CA
Reg. AUM
$115.4M
Employees
2
Accounts
568
Location
Carlsbad, CA
Wealth Compass Financial, Inc. assets under management
Wealth Compass Financial, Inc. is a registered investment adviser overseen by the SEC based in Carlsbad, CA. The firm has been registered since 2026. It reports $115.4 million in regulatory assets under management and employs 2 people.
Wealth Compass Financial, Inc. owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Steven Thomas Nuckols Control | President & Chief Compliance Officer | Over 75% | 2017 |
Frequently asked questions
How much does Wealth Compass Financial, Inc. manage?
Wealth Compass Financial, Inc. reports $115.4 million in regulatory assets under management on its Form ADV.
How many employees does Wealth Compass Financial, Inc. have?
Wealth Compass Financial, Inc. reports 2 employees.
Where is Wealth Compass Financial, Inc. located?
Wealth Compass Financial, Inc. is based in Carlsbad, CA and has been SEC-registered since 2026.
Does Wealth Compass Financial, Inc. disclose fund performance?
Wealth Compass Financial, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 5860 Owens Avenue, Suite 100, Carlsbad, CA 92008 |
| Phone | 760-509-4000 |
| Fax | 760-509-4646 |
| Office hours | 9:00a.m. - 5:00p.m. |
| SEC region | Los Angeles Regional Office (LARO) |
| Discloses disciplinary history | No |
Regulatory AUM
$115.4M▲ 9%
Oct '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 90%
Larger than 10% of 16,271 advisers
EmployeesTop 86%
More than 14% of 16,825 advisers
Assets under management
$115.4Mregulatory AUM
Discretionary $115.3MNon-discretionary $147K