Wernau Asset Management Inc.
● SEC registered since 2020CRD 129473SEC# 801-118713Gloucester, MA
Reg. AUM
$202.6M
Employees
2
Accounts
225
Location
Gloucester, MA
Wernau Asset Management Inc. assets under management
Wernau Asset Management Inc. is an investment advisory firm registered with the SEC based in Gloucester, MA. The firm has been registered since 2020. It reports $202.6 million in regulatory assets under management and employs 2 people.
Wernau Asset Management Inc. owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Jonathan Louis Iannacone Control | Chief Compliance Officer | Under 5% | 2019 |
| Peter Christopher Wernau Control | President/Ceo | Over 75% | 2003 |
Frequently asked questions
How much does Wernau Asset Management Inc. manage?
Wernau Asset Management Inc. reports $202.6 million in regulatory assets under management on its Form ADV.
How many employees does Wernau Asset Management Inc. have?
Wernau Asset Management Inc. reports 2 employees.
Where is Wernau Asset Management Inc. located?
Wernau Asset Management Inc. is based in Gloucester, MA and has been SEC-registered since 2020.
Does Wernau Asset Management Inc. disclose fund performance?
Wernau Asset Management Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 30 Western Ave, Suite 206, Gloucester, MA 01930 |
| Phone | 617-871-0029 |
| Fax | 617-507-8155 |
| Office hours | By Appointment Only |
| SEC region | Boston Regional Office (BRO) |
| CIK | 2053236 |
| Discloses disciplinary history | No |
Regulatory AUM
$202.6M▲ 6%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 74%
Larger than 26% of 16,271 advisers
EmployeesTop 86%
More than 14% of 16,825 advisers
Assets under management
$202.6Mregulatory AUM
Discretionary $202.6M