West Financial Strategies, Inc.
● SEC registered since 2026CRD 118241SEC# 801-136450Sanford, NC
Reg. AUM
$121M
Employees
3
Accounts
318
Location
Sanford, NC
West Financial Strategies, Inc. assets under management
West Financial Strategies, Inc. is an investment advisory firm registered with the SEC based in Sanford, NC. The firm has been registered since 2026. It reports $121 million in regulatory assets under management and employs 3 people.
West Financial Strategies, Inc. owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Milton Lee West Control | President, Chief Compliance Officer | Over 75% | 1996 |
Frequently asked questions
How much does West Financial Strategies, Inc. manage?
West Financial Strategies, Inc. reports $121 million in regulatory assets under management on its Form ADV.
How many employees does West Financial Strategies, Inc. have?
West Financial Strategies, Inc. reports 3 employees.
Where is West Financial Strategies, Inc. located?
West Financial Strategies, Inc. is based in Sanford, NC and has been SEC-registered since 2026.
Does West Financial Strategies, Inc. disclose fund performance?
West Financial Strategies, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 301 Court Square, Sanford, NC 27330 |
| Phone | 919-774-8664 |
| Fax | 919-774-6617 |
| Office hours | 9:00 a.m. - 5:00 p.m. |
| SEC region | Atlanta Regional Office (ARO) |
| Discloses disciplinary history | No |
Regulatory AUM
$121MNo change
May '26Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 89%
Larger than 11% of 16,271 advisers
EmployeesTop 77%
More than 23% of 16,825 advisers
Assets under management
$121Mregulatory AUM
Discretionary $121M