Western New York Financial Group, LLC
● SEC registered since 2019CRD 306083SEC# 801-117668Buffalo, NY
Reg. AUM
$84.1M
Employees
2
Accounts
199
Location
Buffalo, NY
Western New York Financial Group, LLC assets under management
Western New York Financial Group, LLC is a registered investment adviser overseen by the SEC based in Buffalo, NY. The firm has been registered since 2019. It reports $84.1 million in regulatory assets under management and employs 2 people.
Western New York Financial Group, LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Mark William Narby Control | Managing Partner/Cco | 50-75% | 2020 |
| Michael Anthony Aquino Control | Managing Partner/Iar | 50-75% | 2019 |
Frequently asked questions
How much does Western New York Financial Group, LLC manage?
Western New York Financial Group, LLC reports $84.1 million in regulatory assets under management on its Form ADV.
How many employees does Western New York Financial Group, LLC have?
Western New York Financial Group, LLC reports 2 employees.
Where is Western New York Financial Group, LLC located?
Western New York Financial Group, LLC is based in Buffalo, NY and has been SEC-registered since 2019.
Does Western New York Financial Group, LLC disclose fund performance?
Western New York Financial Group, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 560 Delaware Avenue, Suite 102, Buffalo, NY 14202 |
| Phone | 716-743-6262 |
| Office hours | By Appointment Only |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$84.1M▲ 4%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 94%
Larger than 6% of 16,271 advisers
EmployeesTop 86%
More than 14% of 16,825 advisers
Assets under management
$84.1Mregulatory AUM
Discretionary $58.8MNon-discretionary $25.4M