Whalen Wealth Management Inc.
● SEC registered since 2021CRD 311869SEC# 801-120102Las Vegas, NV
Reg. AUM
$223M
Employees
10
Accounts
825
Location
Las Vegas, NV
Whalen Wealth Management Inc. assets under management
Whalen Wealth Management Inc. is an investment advisory firm registered with the SEC based in Las Vegas, NV. The firm has been registered since 2021. It reports $223 million in regulatory assets under management and employs 10 people.
Whalen Wealth Management Inc. owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Andrew Joseph Whalen Control | Chief Compliance Officer & President | Over 75% | 2020 |
| Kim Thanh Dang Control | Director Of Operations | Under 5% | 2026 |
Frequently asked questions
How much does Whalen Wealth Management Inc. manage?
Whalen Wealth Management Inc. reports $223 million in regulatory assets under management on its Form ADV.
How many employees does Whalen Wealth Management Inc. have?
Whalen Wealth Management Inc. reports 10 employees.
Where is Whalen Wealth Management Inc. located?
Whalen Wealth Management Inc. is based in Las Vegas, NV and has been SEC-registered since 2021.
Does Whalen Wealth Management Inc. disclose fund performance?
Whalen Wealth Management Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 7160 Rafael Rivera Way, Suite 220, Las Vegas, NV 89113 |
| Phone | 702-878-3900 |
| Fax | 702-878-7200 |
| Office hours | 8:00a.m. - 5:00p.m. |
| SEC region | Los Angeles Regional Office (LARO) |
| Discloses disciplinary history | No |
Regulatory AUM
$223M▲ 16%
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 71%
Larger than 29% of 16,271 advisers
EmployeesTop 40%
More than 60% of 16,825 advisers
Assets under management
$223Mregulatory AUM
Discretionary $223M