Wharton Midmarket Investment Advisors Inc.
● SEC registered since 2019CRD 301186SEC# 801-116676Woodbridge, CT
Reg. AUM
$231.1M
Employees
2
Accounts
47
Location
Woodbridge, CT
Wharton Midmarket Investment Advisors Inc. assets under management
Wharton Midmarket Investment Advisors Inc. operates as an SEC-registered investment adviser based in Woodbridge, CT. The firm has been registered since 2019. It reports $231.1 million in regulatory assets under management and employs 2 people.
Wharton Midmarket Investment Advisors Inc. owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Paul Harrigan Control | Shareholder, President, Cco | Over 75% | 2019 |
Frequently asked questions
How much does Wharton Midmarket Investment Advisors Inc. manage?
Wharton Midmarket Investment Advisors Inc. reports $231.1 million in regulatory assets under management on its Form ADV.
How many employees does Wharton Midmarket Investment Advisors Inc. have?
Wharton Midmarket Investment Advisors Inc. reports 2 employees.
Where is Wharton Midmarket Investment Advisors Inc. located?
Wharton Midmarket Investment Advisors Inc. is based in Woodbridge, CT and has been SEC-registered since 2019.
Does Wharton Midmarket Investment Advisors Inc. disclose fund performance?
Wharton Midmarket Investment Advisors Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 27 Brook Road, Woodbridge, CT 06525 |
| Phone | 2036069696 |
| Office hours | 9a.m.-5p.m. |
| SEC region | Boston Regional Office (BRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$231.1M▲ 4%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 70%
Larger than 30% of 16,271 advisers
EmployeesTop 86%
More than 14% of 16,825 advisers
Assets under management
$231.1Mregulatory AUM
Discretionary $0Non-discretionary $231.1M