Whelan Financial
● SEC registered since 1991CRD 107227SEC# 801-40071Fresno, CA
Reg. AUM
$781.8M
Employees
9
Accounts
1,718
Location
Fresno, CA
Whelan Financial assets under management
Whelan Financial is a registered investment adviser overseen by the SEC based in Fresno, CA. The firm has been registered since 1991. It reports $781.8 million in regulatory assets under management and employs 9 people.
Whelan Financial owners & executives
11 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Dieu Family Trust Dtd 03/08/2025 | Shareholder | 10-25% | 2026 |
| Kasandra Ann Silva Dieu Control | Chief Of Operations & Partner | Under 5% | 2026 |
| Michael James Ryan | Chief Compliance Officer | Under 5% | 2023 |
See all 11 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Whelan Financial manage?
Whelan Financial reports $781.8 million in regulatory assets under management on its Form ADV.
How many employees does Whelan Financial have?
Whelan Financial reports 9 employees.
Where is Whelan Financial located?
Whelan Financial is based in Fresno, CA and has been SEC-registered since 1991.
Does Whelan Financial disclose fund performance?
Whelan Financial is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 7700 North Palm Ave. #201, Fresno, CA 93711-5780 |
| Phone | 559-228-8002 |
| Fax | 559-228-8028 |
| Office hours | 8:00 a.m. - 5:00 p.m. |
| SEC region | San Francisco Regional Office (SFRO) |
| CIK | 1894921 |
| Discloses disciplinary history | No |
Regulatory AUM
$781.8M▲ 37%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 38%
Larger than 62% of 16,271 advisers
EmployeesTop 43%
More than 57% of 16,825 advisers
Assets under management
$781.8Mregulatory AUM
Discretionary $781.8M