PPrivate Fund Data
CompaniesFundsPeopleRankingsScreener

Whipplewood Advisors, LLC

● SEC registered since 2020CRD 282860SEC# 801-119590Littleton, CO
Export (members)
Reg. AUM
$324.5M
Employees
6
Accounts
375
Location
Littleton, CO

Whipplewood Advisors, LLC assets under management

Whipplewood Advisors, LLC is an SEC-registered investment adviser based in Littleton, CO. The firm has been registered since 2020. It reports $324.5 million in regulatory assets under management and employs 6 people.

Whipplewood Advisors, LLC owners & executives

3 reported
NameTitleOwnershipSince
Joseph Ernest Hubbard ControlMember, Cco25-50%2020
Mona Lynn Feeley ControlMember25-50%2016
Richard Jay Whipple ControlMember25-50%2016

Frequently asked questions

How much does Whipplewood Advisors, LLC manage?

Whipplewood Advisors, LLC reports $324.5 million in regulatory assets under management on its Form ADV.

How many employees does Whipplewood Advisors, LLC have?

Whipplewood Advisors, LLC reports 6 employees.

Where is Whipplewood Advisors, LLC located?

Whipplewood Advisors, LLC is based in Littleton, CO and has been SEC-registered since 2020.

Does Whipplewood Advisors, LLC disclose fund performance?

Whipplewood Advisors, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address11852 Shaffer Drive, Building B, Littleton, CO 80127
Phone303-551-8016
Office hours8:00 a.m. To 5:00 p.m.
SEC regionDenver Regional Office (DRO)
Discloses disciplinary historyNo

Regulatory AUM

$324.5M▲ 13%
Mar '25 — $288MApr '25 — $288MMay '25 — $288MJun '25 — $288MJul '25 — $288MAug '25 — $288MSep '25 — $288MOct '25 — $288MNov '25 — $288MDec '25 — $288MJan '26 — $288MFeb '26 — $288MMar '26 — $324.5MApr '26 — $324.5MMay '26 — $324.5MJun '26 — $324.5M
Mar '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 60%
Larger than 40% of 16,271 advisers
EmployeesTop 56%
More than 44% of 16,825 advisers

Assets under management

$324.5Mregulatory AUM
Discretionary $320.5MNon-discretionary $4M