Whippoorwill Associates Inc
● SEC registered since 1993CRD 107497SEC# 801-43158White Plains, NY
Ranks #5,914 of 6,004 private fund managers by regulatory AUM.
Reg. AUM
$31.2M
Fund GAV
$31.2M
Private funds
3
Employees
1
Accounts
3
Location
White Plains, NY
Whippoorwill Associates Inc assets under management
Whippoorwill Associates Inc is an investment advisory firm registered with the SEC based in White Plains, NY. The firm has been registered since 1993. It reports $31.2 million in regulatory assets under management and employs 1 people. Whippoorwill Associates Inc manages 3 private funds with combined gross assets of $31.2 million, including Whippoorwill Distressed Opportunity Fund, L.P. By regulatory assets, it ranks 5,914 of 6,004 private fund managers.
Whippoorwill Associates Inc private funds
3 funds · $31.2M GAV| Fund | Type | Gross assets | Min. |
|---|---|---|---|
| Whippoorwill Distressed Opportunity Fund, L.P. | Private Equity | $17.5M | — |
| Whippoorwill Offshore Distressed Opportunity Fund, Ltd. | Private Equity | $7.6M | — |
| Whippoorwill Institutional Partners, L.P. | Private Equity | $6.1M | — |
Whippoorwill Associates Inc owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Richard I Ellenbogen | Counsel And Chief Compliance Officer | Under 5% | 2018 |
| Shelley Fredrick Greenhaus Control | President, Director, And Principal | Over 75% | 1990 |
Frequently asked questions
How much does Whippoorwill Associates Inc manage?
Whippoorwill Associates Inc reports $31.2 million in regulatory assets under management on its Form ADV.
How many private funds does Whippoorwill Associates Inc manage?
Whippoorwill Associates Inc manages 3 private funds with combined gross assets of $31.2 million.
How many employees does Whippoorwill Associates Inc have?
Whippoorwill Associates Inc reports 1 employees.
Where is Whippoorwill Associates Inc located?
Whippoorwill Associates Inc is based in White Plains, NY and has been SEC-registered since 1993.
Does Whippoorwill Associates Inc disclose fund performance?
Whippoorwill Associates Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 50 Main Street, White Plains, NY 10606 |
| Phone | 914-683-1002 |
| Fax | 914-683-1242 |
| Office hours | 9 a.m. To 5 p.m. |
| SEC region | New York Regional Office (NYRO) |
| CIK | 1197259 |
| Discloses disciplinary history | No |
Regulatory AUM
$31.2M▼ 31%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 97%
Larger than 3% of 16,271 advisers
AUM vs fund managersTop 98%
Larger than 2% of 6,004 private-fund managers
Number of fundsTop 53%
More funds than 47% of fund managers
EmployeesTop 94%
More than 6% of 16,825 advisers
Assets under management
$31.2Mregulatory AUM
Discretionary $31.2M