PPrivate Fund Data
Log in Join · $37/mo
CompaniesFundsPeopleRankingsScreener
Log in Join · $37/mo

Williams & Novak Wealth Management, LLC

● SEC registered since 2023CRD 324173SEC# 801-128269Westlake Village, CA
Export (members)
Reg. AUM
$342.8M
Employees
8
Accounts
1,036
Location
Westlake Village, CA

Williams & Novak Wealth Management, LLC assets under management

Williams & Novak Wealth Management, LLC is an investment advisory firm registered with the SEC based in Westlake Village, CA. The firm has been registered since 2023. It reports $342.8 million in regulatory assets under management and employs 8 people.
www.linkedin.com/company/williams-novak-wealth-management-llcView on SEC.gov ↗

Williams & Novak Wealth Management, LLC owners & executives

3 reported
NameTitleOwnershipSince
Daniel Christopher Novak ControlManaging Member25-50%2019
Jacob Williams ControlManaging MemberOver 75%2019
Michael K De Luz ControlCcoUnder 5%2023

Frequently asked questions

How much does Williams & Novak Wealth Management, LLC manage?

Williams & Novak Wealth Management, LLC reports $342.8 million in regulatory assets under management on its Form ADV.

How many employees does Williams & Novak Wealth Management, LLC have?

Williams & Novak Wealth Management, LLC reports 8 employees.

Where is Williams & Novak Wealth Management, LLC located?

Williams & Novak Wealth Management, LLC is based in Westlake Village, CA and has been SEC-registered since 2023.

Does Williams & Novak Wealth Management, LLC disclose fund performance?

Williams & Novak Wealth Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address2625 Townsgate Road, Suite 330, Westlake Village, CA 91361
Phone626-689-7181
Office hours8a.m. - 4p.m.
SEC regionLos Angeles Regional Office (LARO)
Discloses disciplinary historyNo

Regulatory AUM

$342.8M▲ 30%
Mar '25 — $263.9MApr '25 — $263.9MMay '25 — $263.9MJun '25 — $263.9MJul '25 — $263.9MAug '25 — $263.9MSep '25 — $263.9MOct '25 — $263.9MNov '25 — $263.9MDec '25 — $263.9MJan '26 — $263.9MFeb '26 — $263.9MMar '26 — $342.8MApr '26 — $342.8MMay '26 — $342.8MJun '26 — $342.8M
Mar '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 58%
Larger than 42% of 16,271 advisers
EmployeesTop 47%
More than 53% of 16,825 advisers

Assets under management

$342.8Mregulatory AUM
Discretionary $342.8M