Williams Financial, LLC
● SEC registered since 2020CRD 137038SEC# 801-118678North Bennington, VT
Reg. AUM
$209.9M
Employees
7
Accounts
837
Location
North Bennington, VT
Williams Financial, LLC assets under management
Williams Financial, LLC operates as an SEC-registered investment adviser based in North Bennington, VT. The firm has been registered since 2020. It reports $209.9 million in regulatory assets under management and employs 7 people.
Williams Financial, LLC owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| James Jason Williams Control | President/Chief Compliance Officer | Over 75% | 2005 |
Frequently asked questions
How much does Williams Financial, LLC manage?
Williams Financial, LLC reports $209.9 million in regulatory assets under management on its Form ADV.
How many employees does Williams Financial, LLC have?
Williams Financial, LLC reports 7 employees.
Where is Williams Financial, LLC located?
Williams Financial, LLC is based in North Bennington, VT and has been SEC-registered since 2020.
Does Williams Financial, LLC disclose fund performance?
Williams Financial, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 12 Main Street, North Bennington, VT 05257 |
| Phone | 866-986-4469 |
| Office hours | 9a.m.- 5p.m. (Closed For Lunch 12p.m.-1p.m.) |
| SEC region | Boston Regional Office (BRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$209.9M▲ 10%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 73%
Larger than 27% of 16,271 advisers
EmployeesTop 51%
More than 49% of 16,825 advisers
Assets under management
$209.9Mregulatory AUM
Discretionary $201.1MNon-discretionary $8.8M