Willow Financial LLC
● SEC registered since 2024CRD 325785SEC# 801-131403Rogers, AR
Reg. AUM
$127.6M
Employees
5
Accounts
358
Location
Rogers, AR
Willow Financial LLC assets under management
Willow Financial LLC is an investment advisory firm registered with the SEC based in Rogers, AR. The firm has been registered since 2024. It reports $127.6 million in regulatory assets under management and employs 5 people.
Willow Financial LLC owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Madison Elizabeth Derden Control | Member, Financial Advisor | 5-10% | 2025 |
| Philip A Kapler Control | Member / Principal And Chief Compliance Officer | 25-50% | 2023 |
| Steven Michael Schmitt Control | Managing Member / Principal | 50-75% | 2023 |
Frequently asked questions
How much does Willow Financial LLC manage?
Willow Financial LLC reports $127.6 million in regulatory assets under management on its Form ADV.
How many employees does Willow Financial LLC have?
Willow Financial LLC reports 5 employees.
Where is Willow Financial LLC located?
Willow Financial LLC is based in Rogers, AR and has been SEC-registered since 2024.
Does Willow Financial LLC disclose fund performance?
Willow Financial LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 2860 West Walnut Street, Suite 100, Rogers, AR 72756 |
| Phone | (479) 709-3949 |
| Fax | (479) 412-3898 |
| Office hours | 8:30a.m. To 5:00p.m. |
| SEC region | Fort Worth Regional Office (FWRO) |
| CIK | 2077046 |
| Discloses disciplinary history | No |
Regulatory AUM
$127.6M▲ 16%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 88%
Larger than 12% of 16,271 advisers
EmployeesTop 62%
More than 38% of 16,825 advisers
Assets under management
$127.6Mregulatory AUM
Discretionary $127.6M