Wilmington Capital Securities, LLC
● SEC registered since 2015CRD 133839SEC# 801-101483Garden City, NY
Reg. AUM
$277.1M
Employees
6
Accounts
258
Location
Garden City, NY
Wilmington Capital Securities, LLC assets under management
Wilmington Capital Securities, LLC is a registered investment adviser overseen by the SEC based in Garden City, NY. The firm has been registered since 2015. It reports $277.1 million in regulatory assets under management and employs 6 people.
Wilmington Capital Securities, LLC owners & executives
9 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Dennis Peter Lee | Chief Compliance Officer And Aml Compliance Officer Of Broker Dealer And Investment Advisor, Registered Options Principal | Under 5% | 2018 |
| Greg Todd Vittor | Finop, Principal Financial Officer & Principal Operations Officer | Under 5% | 2025 |
| John Mikes Control | President Of Broker Dealer, General Securities Principal, Elected Manager,osj Supervisor | Under 5% | 2007 |
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Join to unlock · $37/moFrequently asked questions
How much does Wilmington Capital Securities, LLC manage?
Wilmington Capital Securities, LLC reports $277.1 million in regulatory assets under management on its Form ADV.
How many employees does Wilmington Capital Securities, LLC have?
Wilmington Capital Securities, LLC reports 6 employees.
Where is Wilmington Capital Securities, LLC located?
Wilmington Capital Securities, LLC is based in Garden City, NY and has been SEC-registered since 2015.
Does Wilmington Capital Securities, LLC disclose fund performance?
Wilmington Capital Securities, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 666 Old Country Road, Suite 505, Garden City, NY 11530 |
| Phone | 516-750-6200 |
| Fax | 516-750-6245 |
| Office hours | 9:00a.m.-4:30p.m. |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | Yes |
Regulatory AUM
$277.1M▲ 14%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 65%
Larger than 35% of 16,271 advisers
EmployeesTop 56%
More than 44% of 16,825 advisers
Assets under management
$277.1Mregulatory AUM
Discretionary $155.2MNon-discretionary $121.9M