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Windsor Advisory Group, LLC

● SEC registered since 2002CRD 122266SEC# 801-61372Columbus, OH
Export (members)
Ranks #1,771 of 6,004 private fund managers by regulatory AUM.
Reg. AUM
$2.92B
Fund GAV
$270.7M
Private funds
4
Employees
22
Accounts
1,704
Location
Columbus, OH

Windsor Advisory Group, LLC assets under management

Windsor Advisory Group, LLC operates as an SEC-registered investment adviser based in Columbus, OH. The firm has been registered since 2002. It reports $2.9 billion in regulatory assets under management and employs 22 people. Windsor Advisory Group, LLC manages 4 private funds with combined gross assets of $270.7 million, including Wag-Hci Fund, LLC. By regulatory assets, it ranks 1,771 of 6,004 private fund managers.

Windsor Advisory Group, LLC private funds

4 funds · $270.7M GAV
FundTypeGross assetsMin.
Wag-Hci Fund, LLCOther Private$108.5M$250K
Wag-Lss2, LLCOther Private$69.8M$250K
Wag-Tide Rock, LLCOther Private$66.6M$250K
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Windsor Advisory Group, LLC owners & executives

5 reported
NameTitleOwnershipSince
Clayton A Hall ControlMember5-10%2021
Harry Morgan Dye ControlMember25-50%2002
John Eugene Mozola ControlMember5-10%2021
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Frequently asked questions

How much does Windsor Advisory Group, LLC manage?

Windsor Advisory Group, LLC reports $2.9 billion in regulatory assets under management on its Form ADV.

How many private funds does Windsor Advisory Group, LLC manage?

Windsor Advisory Group, LLC manages 4 private funds with combined gross assets of $270.7 million.

How many employees does Windsor Advisory Group, LLC have?

Windsor Advisory Group, LLC reports 22 employees.

Where is Windsor Advisory Group, LLC located?

Windsor Advisory Group, LLC is based in Columbus, OH and has been SEC-registered since 2002.

Does Windsor Advisory Group, LLC disclose fund performance?

Windsor Advisory Group, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address2130 Quarry Trails Dr, 1st Floor, Columbus, OH 43228
Phone614-545-0300
Office hours8a.m. - 5p.m. Est
SEC regionChicago Regional Office (CHRO)
CIK1739953
Discloses disciplinary historyNo

Regulatory AUM

$2.92B▲ 13%
Mar '25 — $2.58BApr '25 — $2.58BMay '25 — $2.58BJun '25 — $2.58BJul '25 — $2.58BAug '25 — $2.58BSep '25 — $2.58BOct '25 — $2.58BNov '25 — $2.58BDec '25 — $2.58BJan '26 — $2.58BFeb '26 — $2.58BMar '26 — $2.92BApr '26 — $2.92BMay '26 — $2.92BJun '26 — $2.92B
Mar '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 18%
Larger than 82% of 16,271 advisers
AUM vs fund managersTop 29%
Larger than 71% of 6,004 private-fund managers
Number of fundsTop 46%
More funds than 54% of fund managers
EmployeesTop 22%
More than 78% of 16,825 advisers

Assets under management

$2.92Bregulatory AUM
Discretionary $2.88BNon-discretionary $41M

Service providers