Windsor Capital Management, LLC
● SEC registered since 2005CRD 116593SEC# 801-64200Phoenix, AZ
Reg. AUM
$703.4M
Employees
8
Accounts
1,204
Location
Phoenix, AZ
Windsor Capital Management, LLC assets under management
Windsor Capital Management, LLC is an investment advisory firm registered with the SEC based in Phoenix, AZ. The firm has been registered since 2005. It reports $703.4 million in regulatory assets under management and employs 8 people.
Windsor Capital Management, LLC owners & executives
6 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Darren Lane Whitehurst Control | Chief Manager | Under 5% | 2000 |
| Donald Edward Peppler Control | Chief Compliance Officer | Under 5% | 2008 |
| Peppler Capital Advisors, Inc Control | Owner | 25-50% | 2009 |
See all 6 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Windsor Capital Management, LLC manage?
Windsor Capital Management, LLC reports $703.4 million in regulatory assets under management on its Form ADV.
How many employees does Windsor Capital Management, LLC have?
Windsor Capital Management, LLC reports 8 employees.
Where is Windsor Capital Management, LLC located?
Windsor Capital Management, LLC is based in Phoenix, AZ and has been SEC-registered since 2005.
Does Windsor Capital Management, LLC disclose fund performance?
Windsor Capital Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 20860 North Tatum Blvd., Suite 220, Phoenix, AZ 85050 |
| Phone | 480-515-3514 |
| Fax | 602-357-7457 |
| Office hours | 7:00 a.m. - 4:00 p.m. |
| SEC region | Los Angeles Regional Office (LARO) |
| CIK | 1543100 |
| Discloses disciplinary history | No |
Regulatory AUM
$703.4M▲ 6%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 40%
Larger than 60% of 16,271 advisers
EmployeesTop 47%
More than 53% of 16,825 advisers
Assets under management
$703.4Mregulatory AUM
Discretionary $703.4M