Windward Private Wealth Management Inc.
● SEC registered since 2014CRD 113761SEC# 801-79647Overland Park, KS
Reg. AUM
$309.6M
Employees
9
Accounts
949
Location
Overland Park, KS
Windward Private Wealth Management Inc. assets under management
Windward Private Wealth Management Inc. is an investment advisory firm registered with the SEC based in Overland Park, KS. The firm has been registered since 2014. It reports $309.6 million in regulatory assets under management and employs 9 people.
Windward Private Wealth Management Inc. owners & executives
14 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Andrew S. Osborne, Tte Andrew Steven Osborne and Lindsey Deann Osborne Rev Tr U/A 7-1-10 Control | Shareholder | 25-50% | 2019 |
| Andrew Steven Osborne Control | Ceo, Cio, President & Trustee Of Andrew S. Osborne, Tte Andrew Steven Osborne And Lindsey Deann Osborne Rev Tr U/A 7-1-10 | Under 5% | 2010 |
| Brad Joseph Harrison Control | Chief Compliance Officer, Chief Financial Officer, Treasurer And Tax Manager | 5-10% | 2022 |
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Join to unlock · $37/moFrequently asked questions
How much does Windward Private Wealth Management Inc. manage?
Windward Private Wealth Management Inc. reports $309.6 million in regulatory assets under management on its Form ADV.
How many employees does Windward Private Wealth Management Inc. have?
Windward Private Wealth Management Inc. reports 9 employees.
Where is Windward Private Wealth Management Inc. located?
Windward Private Wealth Management Inc. is based in Overland Park, KS and has been SEC-registered since 2014.
Does Windward Private Wealth Management Inc. disclose fund performance?
Windward Private Wealth Management Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 10955 Lowell Avenue, Suite 410, Overland Park, KS 66210 |
| Phone | 913-381-7411 |
| Fax | 913-381-7609 |
| Office hours | 8:30 - 5:00 (M-Th); 8:30-3p.m. (F) |
| SEC region | Denver Regional Office (DRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$309.6M▲ 13%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 61%
Larger than 39% of 16,271 advisers
EmployeesTop 43%
More than 57% of 16,825 advisers
Assets under management
$309.6Mregulatory AUM
Discretionary $308.3MNon-discretionary $1.3M