Wmg Financial Advisors, LLC
● SEC registered since 2019CRD 285824SEC# 801-116718Knoxville, TN
Reg. AUM
$693.8M
Employees
18
Accounts
1,654
Location
Knoxville, TN
Wmg Financial Advisors, LLC assets under management
Wmg Financial Advisors, LLC is an SEC-registered investment adviser based in Knoxville, TN. The firm has been registered since 2019. It reports $693.8 million in regulatory assets under management and employs 18 people.
Wmg Financial Advisors, LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| D William Bergner Control | Managing Member & Chief Executive Officer | Over 75% | 2016 |
| Elizabeth Claire Dewan Control | Chief Compliance Officer | Under 5% | 2021 |
Frequently asked questions
How much does Wmg Financial Advisors, LLC manage?
Wmg Financial Advisors, LLC reports $693.8 million in regulatory assets under management on its Form ADV.
How many employees does Wmg Financial Advisors, LLC have?
Wmg Financial Advisors, LLC reports 18 employees.
Where is Wmg Financial Advisors, LLC located?
Wmg Financial Advisors, LLC is based in Knoxville, TN and has been SEC-registered since 2019.
Does Wmg Financial Advisors, LLC disclose fund performance?
Wmg Financial Advisors, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 620 Mabry Hood Road, Suite 101, Knoxville, TN 37932 |
| Phone | (865) 290-4000 |
| Fax | (865) 290-4018 |
| Office hours | 9:00 a.m. - 5:00 p.m. |
| SEC region | Atlanta Regional Office (ARO) |
| Discloses disciplinary history | No |
Regulatory AUM
$693.8M▲ 33%
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 40%
Larger than 60% of 16,271 advisers
EmployeesTop 26%
More than 74% of 16,825 advisers
Assets under management
$693.8Mregulatory AUM
Discretionary $488MNon-discretionary $205.8M