Yim Investment Management, LLC
● SEC registered since 2005CRD 136984SEC# 801-64818Honolulu, HI
Reg. AUM
$307.8M
Employees
7
Accounts
1,595
Location
Honolulu, HI
Yim Investment Management, LLC assets under management
Yim Investment Management, LLC is an SEC-registered investment adviser based in Honolulu, HI. The firm has been registered since 2005. It reports $307.8 million in regulatory assets under management and employs 7 people.
Yim Investment Management, LLC owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Kaide Liu | Chief Compliance Officer (cco) | Under 5% | 2024 |
| Mario Kai Ming Yim Control | Managing Member & Chief Investment Officer | 50-75% | 2005 |
| Susie Lau Ing Control | Marketing Manager | Under 5% | 2005 |
Frequently asked questions
How much does Yim Investment Management, LLC manage?
Yim Investment Management, LLC reports $307.8 million in regulatory assets under management on its Form ADV.
How many employees does Yim Investment Management, LLC have?
Yim Investment Management, LLC reports 7 employees.
Where is Yim Investment Management, LLC located?
Yim Investment Management, LLC is based in Honolulu, HI and has been SEC-registered since 2005.
Does Yim Investment Management, LLC disclose fund performance?
Yim Investment Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 1950 Young Street Suite 288, Honolulu, HI 96826-2150 |
| Phone | 808-955-8800 |
| Fax | (888)557-2816 |
| Office hours | 8:00 a.m. To 5:00 p.m. |
| SEC region | Los Angeles Regional Office (LARO) |
| Discloses disciplinary history | Yes |
Regulatory AUM
$307.8M▲ 24%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 61%
Larger than 39% of 16,271 advisers
EmployeesTop 51%
More than 49% of 16,825 advisers
Assets under management
$307.8Mregulatory AUM
Discretionary $286.1MNon-discretionary $21.7M