Yorktown Management and Research Co Inc
● SEC registered since 1985CRD 105083SEC# 801-23441Forest, VA
Reg. AUM
$677.1M
Employees
9
Accounts
4
Location
Forest, VA
Yorktown Management and Research Co Inc assets under management
Yorktown Management and Research Co Inc is a registered investment adviser overseen by the SEC based in Forest, VA. The firm has been registered since 1985. It reports $677.1 million in regulatory assets under management and employs 9 people.
Yorktown Management and Research Co Inc owners & executives
10 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Alison Mason Sigler | Shareholder | 5-10% | 1994 |
| Austin Duff Basten | Chief Compliance Officer | 5-10% | 2009 |
| Austin Duff Basten | Secretary/Treasurer & Director | 5-10% | 2008 |
See all 10 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Yorktown Management and Research Co Inc manage?
Yorktown Management and Research Co Inc reports $677.1 million in regulatory assets under management on its Form ADV.
How many employees does Yorktown Management and Research Co Inc have?
Yorktown Management and Research Co Inc reports 9 employees.
Where is Yorktown Management and Research Co Inc located?
Yorktown Management and Research Co Inc is based in Forest, VA and has been SEC-registered since 1985.
Does Yorktown Management and Research Co Inc disclose fund performance?
Yorktown Management and Research Co Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 106 Annjo Court, Suite a, Forest, VA 24551-2630 |
| Phone | 434-846-1361 |
| Fax | 434-846-1837 |
| Office hours | 9:00 a.m. To 5:00 p.m. |
| SEC region | Philadelphia Regional Office (PLRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$677.1M▼ 2%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 41%
Larger than 59% of 16,271 advisers
EmployeesTop 43%
More than 57% of 16,825 advisers
Assets under management
$677.1Mregulatory AUM
Discretionary $677.1M