Zacks Investment Management, Inc.
● SEC registered since 1992CRD 110897SEC# 801-40592Chicago, IL
Ranks #677 of 6,037 private fund managers by regulatory AUM.
Reg. AUM
$14.59B
Fund GAV
$14M
Private funds
2
Employees
132
Accounts
12,368
Location
Chicago, IL
Zacks Investment Management, Inc. assets under management
Zacks Investment Management, Inc. is an investment advisory firm registered with the SEC based in Chicago, IL. The firm has been registered since 1992. It reports $14.6 billion in regulatory assets under management and employs 132 people. Zacks Investment Management, Inc. manages 2 private funds with combined gross assets of $14 million, including Zacks Strategies II. By regulatory assets, it ranks 677 of 6,037 private fund managers.
Zacks Investment Management, Inc. private funds
2 funds · $14M GAV| Fund | Type | Gross assets | Min. |
|---|---|---|---|
| Zacks Strategies II | Hedge | $7.5M | $100K |
| Zacks Panther Fund LP | Hedge | $6.5M | $100K |
Zacks Investment Management, Inc. owners & executives
7 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Donald Eugene Ralph Control | Chief Financial Officer | Under 5% | 2011 |
| Frank Christopher Lanza Control | Chief Compliance Officer | Under 5% | 2008 |
| Leonard Harvey Zacks Control | Director | Under 5% | 1995 |
| Mitchel Ethan Zacks Control | President | Under 5% | 2019 |
| Zacks Investment Research, Inc. Control | Sole Shareholder | Over 75% | 1995 |
| Francine Ina Zacks | Trustee | — | 2000 |
| The Greenwood Trust Control | Shareholder | Over 75% | 2000 |
Frequently asked questions
How much does Zacks Investment Management, Inc. manage?
Zacks Investment Management, Inc. reports $14.6 billion in regulatory assets under management on its Form ADV.
How many private funds does Zacks Investment Management, Inc. manage?
Zacks Investment Management, Inc. manages 2 private funds with combined gross assets of $14 million.
How many employees does Zacks Investment Management, Inc. have?
Zacks Investment Management, Inc. reports 132 employees.
Where is Zacks Investment Management, Inc. located?
Zacks Investment Management, Inc. is based in Chicago, IL and has been SEC-registered since 1992.
Does Zacks Investment Management, Inc. disclose fund performance?
Zacks Investment Management, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 101 N. Wacker Drive, Suite 1500, Chicago, IL 60606 |
| Phone | 312-265-9266 |
| Fax | 312-265-9538 |
| Office hours | 9:00 a.m.-5:00 p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$14.59B▲ 18%
May '25Form ADV, monthlyAug '26
How this firm compares
Regulatory AUMTop 6%
Larger than 94% of 16,340 advisers
AUM vs fund managersTop 11%
Larger than 89% of 6,037 private-fund managers
Number of fundsTop 63%
More funds than 37% of fund managers
EmployeesTop 6%
More than 94% of 16,820 advisers
Assets under management
$14.59Bregulatory AUM
Discretionary $14.59B
Service providers
Prime broker
Custodian
Administrator