Zephyr Investment Management, Inc.
● SEC registered since 2020CRD 166303SEC# 801-118365Westlake Village, CA
Reg. AUM
$242.8M
Employees
6
Accounts
687
Location
Westlake Village, CA
Zephyr Investment Management, Inc. assets under management
Zephyr Investment Management, Inc. is a registered investment adviser overseen by the SEC based in Westlake Village, CA. The firm has been registered since 2020. It reports $242.8 million in regulatory assets under management and employs 6 people.
Zephyr Investment Management, Inc. owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Cheryl Ann Munoz Control | President, Cco | Over 75% | 2013 |
Frequently asked questions
How much does Zephyr Investment Management, Inc. manage?
Zephyr Investment Management, Inc. reports $242.8 million in regulatory assets under management on its Form ADV.
How many employees does Zephyr Investment Management, Inc. have?
Zephyr Investment Management, Inc. reports 6 employees.
Where is Zephyr Investment Management, Inc. located?
Zephyr Investment Management, Inc. is based in Westlake Village, CA and has been SEC-registered since 2020.
Does Zephyr Investment Management, Inc. disclose fund performance?
Zephyr Investment Management, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 3625 E. Thousand Oaks Blvd., Suite 145, Westlake Village, CA 91362 |
| Phone | (805) 496-6810 |
| Fax | (805)-496-0630 |
| Office hours | 8:00 a.m. - 4:30 p.m. |
| SEC region | Los Angeles Regional Office (LARO) |
| Discloses disciplinary history | No |
Regulatory AUM
$242.8M▼ 42%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 69%
Larger than 31% of 16,271 advisers
EmployeesTop 56%
More than 44% of 16,825 advisers
Assets under management
$242.8Mregulatory AUM
Discretionary $156.2MNon-discretionary $86.7M