Alex Gates
Chief Compliance OfficerClayton Partners LLCCRD 6842445
About Alex Gates
Alex Gates is listed as Chief Compliance Officer at Clayton Partners LLC in Berkeley, CA. Form ADV reports a beneficial ownership band of Under 5%.
Reported ownership
Owns Under 5% of Clayton Partners LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Alex Gates work?
Alex Gates is listed as Chief Compliance Officer at Clayton Partners LLC on SEC Form ADV.
How much of Clayton Partners LLC does Alex Gates own?
Form ADV reports a beneficial ownership band of Under 5%.
Clayton Partners LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2017 |