Anh Ngoc Lam
Chief Compliance OfficerWest Financial Services, Inc.CRD 6286196
About Anh Ngoc Lam
Anh Ngoc Lam is listed as Chief Compliance Officer at West Financial Services, Inc. in McLean, VA. Form ADV reports a beneficial ownership band of Under 5%. Anh Ngoc Lam is associated with 2 registered advisers.
Reported ownership
Owns Under 5% of West Financial Services, Inc.
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Anh Ngoc Lam work?
Anh Ngoc Lam is listed as Chief Compliance Officer at West Financial Services, Inc. on SEC Form ADV.
How much of West Financial Services, Inc. does Anh Ngoc Lam own?
Form ADV reports a beneficial ownership band of Under 5%.
West Financial Services, Inc.
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2020 |
Ssb Wealth Management, Inc.
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2020 |