Anh Ngoc Lam
Chief Compliance Officer; DirectorWest Financial Services, Inc.CRD 6286196
About Anh Ngoc Lam
Anh Ngoc Lam is listed as Chief Compliance Officer; Director at West Financial Services, Inc. in McLean, VA. Form ADV reports a beneficial ownership band of Under 5%. Anh Ngoc Lam is associated with 2 registered advisers.
Reported ownership
Owns Under 5% of West Financial Services, Inc.
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Anh Ngoc Lam work?
Anh Ngoc Lam is listed as Chief Compliance Officer; Director at West Financial Services, Inc. on SEC Form ADV.
How much of West Financial Services, Inc. does Anh Ngoc Lam own?
Form ADV reports a beneficial ownership band of Under 5%.
West Financial Services, Inc.
| Title | Chief Compliance Officer; Director |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2020 |
Ssb Wealth Management, Inc.
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2020 |