Anne Jenelle Dorian
General Counsel, Chief Compliance OfficerMariner Wealth Advisors-Ic, LLCCRD 5736231
About Anne Jenelle Dorian
Anne Jenelle Dorian is listed as General Counsel, Chief Compliance Officer at Mariner Wealth Advisors-Ic, LLC in Overland Park, KS. Form ADV reports a beneficial ownership band of Under 5%. Anne Jenelle Dorian is associated with 6 registered advisers.
Reported ownership
Owns Under 5% of Mariner Wealth Advisors-Ic, LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Anne Jenelle Dorian work?
Anne Jenelle Dorian is listed as General Counsel, Chief Compliance Officer at Mariner Wealth Advisors-Ic, LLC on SEC Form ADV.
How much of Mariner Wealth Advisors-Ic, LLC does Anne Jenelle Dorian own?
Form ADV reports a beneficial ownership band of Under 5%.
Mariner Wealth Advisors-Ic, LLC
| Title | General Counsel, Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2017 |
Mariner Platform Solutions, LLC
| Title | General Counsel |
| Ownership | Under 5% |
| Control person | No |
| Since | 2019 |
Mariner Wealth Advisors-Pr, LLC
| Title | General Counsel; Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2023 |
Mariner, LLC
| Title | General Counsel; Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2018 |
Mariner Institutional, LLC
| Title | General Counsel |
| Ownership | Under 5% |
| Control person | No |
| Since | 2024 |
Baystate Wealth Management LLC
| Title | General Counsel |
| Ownership | Under 5% |
| Control person | No |
| Since | 2024 |