Brian J Yu
ComplianceAxia Advisory, LLCCRD 5325544
About Brian J Yu
Brian J Yu is listed as Compliance at Axia Advisory, LLC in Indianapolis, IN. Form ADV reports a beneficial ownership band of Under 5%. Brian J Yu is associated with 6 registered advisers.
Reported ownership
Owns Under 5% of Axia Advisory, LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Brian J Yu work?
Brian J Yu is listed as Compliance at Axia Advisory, LLC on SEC Form ADV.
How much of Axia Advisory, LLC does Brian J Yu own?
Form ADV reports a beneficial ownership band of Under 5%.
Axia Advisory, LLC
| Title | Compliance |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2026 |
Sellwood Investment Partners LLC
| Title | Compliance |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2026 |
Wealthspire Retirement, LLC
| Title | Chief Compliance Officer - Wealthspire Retirement |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2025 |
Fiducient Advisors LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2026 |
Sst Benefits Consulting & Insurance Services, LLC
| Title | Chief Compliance Officer - Wealthspire Retirement |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2025 |
Fiduciary First, LLC
| Title | Chief Compliance Officer - Wealthspire Retirement |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2025 |