Carlos Barrientos Serrano
Chief Compliance OfficerInvex Advisors LLCCRD 4520476
About Carlos Barrientos Serrano
Carlos Barrientos Serrano is listed as Chief Compliance Officer at Invex Advisors LLC in Coral Gables, FL. Form ADV reports a beneficial ownership band of Under 5%. Carlos Barrientos Serrano is associated with 2 registered advisers.
Reported ownership
Owns Under 5% of Invex Advisors LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Carlos Barrientos Serrano work?
Carlos Barrientos Serrano is listed as Chief Compliance Officer at Invex Advisors LLC on SEC Form ADV.
How much of Invex Advisors LLC does Carlos Barrientos Serrano own?
Form ADV reports a beneficial ownership band of Under 5%.
Invex Advisors LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2012 |
Invex Next, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2023 |