Carol Elaine Rumsey
Owner, Chief Compliance OfficerAristotle Pacific Capital, LLCCRD 6607444
About Carol Elaine Rumsey
Carol Elaine Rumsey is listed as Owner, Chief Compliance Officer at Aristotle Pacific Capital, LLC in Newport Beach, CA. Form ADV reports a beneficial ownership band of Under 5%. Carol Elaine Rumsey is associated with 5 registered advisers.
Reported ownership
Owns Under 5% of Aristotle Pacific Capital, LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Carol Elaine Rumsey work?
Carol Elaine Rumsey is listed as Owner, Chief Compliance Officer at Aristotle Pacific Capital, LLC on SEC Form ADV.
How much of Aristotle Pacific Capital, LLC does Carol Elaine Rumsey own?
Form ADV reports a beneficial ownership band of Under 5%.
Aristotle Pacific Capital, LLC
| Title | Owner, Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2023 |
Apc Asset Development II, LP
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2023 |
Aristotle Investment Services, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2023 |
Apc Asset Development I, LP
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2023 |
Aristotle Pacific CLO Adviser III, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2026 |