Carol Hasson Brock
Chief Compliance Officer & Chief Operating OfficerArgent Wealth, LLCCRD 7061486
About Carol Hasson Brock
Carol Hasson Brock is listed as Chief Compliance Officer & Chief Operating Officer at Argent Wealth, LLC in Ridgeland, MS. Form ADV reports a beneficial ownership band of Under 5%.
Reported ownership
Owns Under 5% of Argent Wealth, LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Carol Hasson Brock work?
Carol Hasson Brock is listed as Chief Compliance Officer & Chief Operating Officer at Argent Wealth, LLC on SEC Form ADV.
How much of Argent Wealth, LLC does Carol Hasson Brock own?
Form ADV reports a beneficial ownership band of Under 5%.
Argent Wealth, LLC
| Title | Chief Compliance Officer & Chief Operating Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2020 |