Catherine Anne Smith
Managing Member/Chief Compliance OfficerNobscot Investment Management LLCCRD 4327812
About Catherine Anne Smith
Catherine Anne Smith is listed as Managing Member/Chief Compliance Officer at Nobscot Investment Management LLC in Wellesley, MA. Form ADV reports a beneficial ownership band of Over 75%.
Reported ownership
Owns Over 75% of Nobscot Investment Management LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Catherine Anne Smith work?
Catherine Anne Smith is listed as Managing Member/Chief Compliance Officer at Nobscot Investment Management LLC on SEC Form ADV.
How much of Nobscot Investment Management LLC does Catherine Anne Smith own?
Form ADV reports a beneficial ownership band of Over 75%.
Nobscot Investment Management LLC
| Title | Managing Member/Chief Compliance Officer |
| Ownership | Over 75% |
| Control person | Yes |
| Since | 2016 |