Charles Kelly Buckley
Managing Member And Managing Director For Asset Management; Chief Compliance OfficerSpectrum Financial Alliance, Ltd., L.L.C.CRD 1752633
About Charles Kelly Buckley
Charles Kelly Buckley is listed as Managing Member And Managing Director For Asset Management; Chief Compliance Officer at Spectrum Financial Alliance, Ltd., L.L.C. in Nicholasville, KY. Form ADV reports a beneficial ownership band of Over 75%.
Reported ownership
Owns Over 75% of Spectrum Financial Alliance, Ltd., L.L.C.
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Charles Kelly Buckley work?
Charles Kelly Buckley is listed as Managing Member And Managing Director For Asset Management; Chief Compliance Officer at Spectrum Financial Alliance, Ltd., L.L.C. on SEC Form ADV.
How much of Spectrum Financial Alliance, Ltd., L.L.C. does Charles Kelly Buckley own?
Form ADV reports a beneficial ownership band of Over 75%.
Spectrum Financial Alliance, Ltd., L.L.C.
| Title | Managing Member And Managing Director For Asset Management; Chief Compliance Officer |
| Ownership | Over 75% |
| Control person | Yes |
| Since | 2000 |