Charles Nichols
Managing Director And Broker Dealer & Investment Advisor Chief Compliance OfficerCharles Schwab & Co., Inc.CRD 4811434
About Charles Nichols
Charles Nichols is listed as Managing Director And Broker Dealer & Investment Advisor Chief Compliance Officer at Charles Schwab & Co., Inc. in San Francisco, CA. Form ADV reports a beneficial ownership band of Under 5%.
Reported ownership
Owns Under 5% of Charles Schwab & Co., Inc.
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Charles Nichols work?
Charles Nichols is listed as Managing Director And Broker Dealer & Investment Advisor Chief Compliance Officer at Charles Schwab & Co., Inc. on SEC Form ADV.
How much of Charles Schwab & Co., Inc. does Charles Nichols own?
Form ADV reports a beneficial ownership band of Under 5%.
Charles Schwab & Co., Inc.
| Title | Managing Director And Broker Dealer & Investment Advisor Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2023 |